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Anand Bhaskar's Form 4 filing

Reata Pharmaceuticals Inc (RETA) · filed Jun 16, 2023

Accession no.
0001209191-23-037802
Filed
Jun 16, 2023
Trade date
Jun 14, 2023
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $239.2K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Anand BhaskarCIK 0001890784Officer (SVP, Chief Accounting Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jun 14, 2023Class A common stockMOption exerciseAcquired+1,562$27.32+$42,673.8427,241Direct
Jun 14, 2023Class A common stockSSaleDisposed−2,343$102.11−$239,243.7324,898Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Jun 14, 2023Class A common stockMOption exerciseDisposed−1,562$0.00$023,438Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)