Fauber Robert's Form 4 filing
Moodys Corp (MCO) · filed Jun 16, 2023
- Accession no.
- 0001209191-23-037790
- Filed
- Jun 16, 2023
- Trade date
- Jun 15, 2023
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Checked
This filing lists 6 non-derivative transactions and 3 derivative transactions. Open-market sales total $143.8K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Fauber RobertCIK 0001481153 | Director, Officer (President and CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 15, 2023 | Common Stock | MOption exerciseAcquired | +95 | $79.55 | +$7,557.25 | 65,933 | Direct | |
| Jun 15, 2023 | Common Stock | SSaleDisposed | −95 | $350.00 | −$33,250 | 65,838 | Direct | |
| Jun 15, 2023 | Common Stock | MOption exerciseAcquired | +47 | $79.55 | +$3,738.85 | 65,885 | Direct | |
| Jun 15, 2023 | Common Stock | SSaleDisposed | −47 | $350.00 | −$16,450 | 65,838 | Direct | |
| Jun 15, 2023 | Common Stock | MOption exerciseAcquired | +276 | $79.55 | +$21,955.8 | 66,114 | Direct | |
| Jun 15, 2023 | Common Stock | SSaleDisposed | −276 | $341.11 | −$94,146.36 | 65,838 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 15, 2023 | Common Stock | MOption exerciseDisposed | −95 | $0.00 | $0 | 0 | Direct | |
| Jun 15, 2023 | Common Stock | MOption exerciseDisposed | −47 | $0.00 | $0 | 0 | Direct | |
| Jun 15, 2023 | Common Stock | MOption exerciseDisposed | −276 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.