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Badger Kyle C's Form 4 filing

Agilysys Inc (AGYS) · filed Jun 14, 2023

Accession no.
0001209191-23-037148
Filed
Jun 14, 2023
Trade date
Jun 12, 2022-Jun 13, 2023
Filing delay
367 daysLate
Rule 10b5-1 plan
Not checked

This filing lists 5 non-derivative transactions and 2 derivative transactions. Open-market sales total $734.9K. It was filed 367 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Badger Kyle CCIK 0001407935Officer (SVP, GC and Secretary)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jun 12, 2023Common StockMOption exerciseAcquired+16,250$0.00$0126,333Direct
Jun 12, 2023Common StockMOption exerciseAcquired+14,861$0.00$0141,194Direct
Jun 12, 2023Common StockFTax withholdingDisposed−16,805$74.28−$1,248,275.4124,389Direct
Jun 12, 2023Common StockSSaleDisposed−5,000$74.11F1−$370,550119,389Direct
Jun 13, 2023Common StockSSaleDisposed−5,000$72.86F2−$364,300114,389Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Jun 12, 2023Common StockMOption exerciseDisposed−16,250$0.00$00Direct
Jun 12, 2022Common StockMOption exerciseDisposed−14,861$0.00$00Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.80 to $74.55. The reporting person undertakes to provide to Agilysys, Inc., any security holder of Agilysys, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

Referenced by the price of 1 transaction in Table I.

F2

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.93 to $73.48. The reporting person undertakes to provide to Agilysys, Inc., any security holder of Agilysys, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)