Soni Manmeet Singh's Form 4 filing
Reata Pharmaceuticals Inc (RETA) · filed Jun 14, 2023
- Accession no.
- 0001209191-23-037043
- Filed
- Jun 14, 2023
- Trade date
- Jun 12-13, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 9 non-derivative transactions and 1 derivative transaction. Open-market sales total $8.50M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Soni Manmeet SinghCIK 0001569769 | Officer (COO, CFO and President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 12, 2023 | Class A common stock | SSaleDisposed | −4,711 | $99.62 | −$469,309.82 | 111,461 | Direct | |
| Jun 13, 2023 | Class A common stock | MOption exerciseAcquired | +25,000 | $27.32 | +$683,000 | 136,461 | Direct | |
| Jun 13, 2023 | Class A common stock | SSaleDisposed | −9,326 | $99.75 | −$930,268.5 | 127,135 | Direct | |
| Jun 13, 2023 | Class A common stock | SSaleDisposed | −9,157 | $101.05 | −$925,314.85 | 117,978 | Direct | |
| Jun 13, 2023 | Class A common stock | SSaleDisposed | −16,163 | $101.98 | −$1,648,302.74 | 101,815 | Direct | |
| Jun 13, 2023 | Class A common stock | SSaleDisposed | −3,643 | $102.73 | −$374,245.39 | 98,172 | Direct | |
| Jun 13, 2023 | Class A common stock | SSaleDisposed | −25,530 | $104.09 | −$2,657,417.7 | 72,642 | Direct | |
| Jun 13, 2023 | Class A common stock | SSaleDisposed | −14,016 | $105.05 | −$1,472,380.8 | 58,626 | Direct | |
| Jun 13, 2023 | Class A common stock | SSaleDisposed | −250 | $105.55 | −$26,387.5 | 58,376 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 13, 2023 | Class A common stock | MOption exerciseDisposed | −25,000 | $0.00 | $0 | 75,000 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.