Chadwick Jonathan's Form 4 filing
Confluent, Inc. (CFLT) · filed Jun 13, 2023
- Accession no.
- 0001209191-23-036871
- Filed
- Jun 13, 2023
- Trade date
- Jun 12, 2023
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Checked
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $605.2K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Chadwick JonathanCIK 0001375800 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 12, 2023 | Class A Common Stock | CConversionAcquired | +16,625 | – | – | 30,828 | Direct | |
| Jun 12, 2023 | Class A Common Stock | SSaleDisposed | −9,041 | $36.12 | −$326,560.92 | 21,787 | Direct | |
| Jun 12, 2023 | Class A Common Stock | SSaleDisposed | −7,584 | $36.74 | −$278,636.16 | 14,203 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 12, 2023 | Class A Common Stock | CConversionDisposed | −16,625 | $0.00 | $0 | 548,625 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.