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Blavatnik Len's Form 4 filing

Day One Biopharmaceuticals, Inc. (DAWN) · filed Jun 12, 2023

Accession no.
0001209191-23-036242
Filed
Jun 12, 2023, 4:03 PM ET
Trade date
Jun 9, 2023
Filing delay
3 days
Rule 10b5-1 plan
Not checked

This filing lists 1 non-derivative transaction. Open-market purchases total $10.0M. It was filed 3 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Blavatnik LenCIK 0001326628Other: Affiliate of 10% Owner
Access Industries Holdings LLCCIK 0001391297Other: Affiliate of 10% Owner
Access Industries Management, LLCCIK 0001508226Other: Affiliate of 10% Owner
AI Day1 LLCCIK 000186330210% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jun 9, 2023Common StockPPurchaseAcquired+769,230$13.00+$9,999,99011,453,868Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)