Schwartz Theodore G's Form 4 filing
OppFi Inc. (OPFI) · filed Jun 9, 2023
- Accession no.
- 0001209191-23-036101
- Filed
- Jun 9, 2023
- Trade date
- Jul 20, 2022-Jun 8, 2023
- Filing delay
- 324 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions. Open-market purchases total $14.1K. It was filed 324 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Schwartz Theodore GCIK 0001001874 | Director, 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 20, 2022 | Class A Common Stock | AGrant or awardAcquired | +46,729 | $0.00 | $0 | 65,213 | Direct | |
| Jun 7, 2023 | Class A Common Stock | AGrant or awardAcquired | +72,196 | $0.00 | $0 | 137,409 | Direct | |
| Jun 7, 2023 | Class A Common Stock | PPurchaseAcquired | +4,372 | $2.16F3 | +$9,443.52 | 522,049 | Indirect | |
| Jun 8, 2023 | Class A Common Stock | PPurchaseAcquired | +2,126 | $2.21F4 | +$4,698.46 | 524,175 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions with prices ranging from $2.12 to $2.19 for a weighted average sale price of $2.1635. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F4
The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions with prices ranging from $2.20 to $2.22 for a weighted average sale price of $2.212. The reporting person undertakes to provide the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.