Gustke James A.'s Form 4 filing
Ooma Inc (OOMA) · filed Jun 9, 2023
- Accession no.
- 0001209191-23-036059
- Filed
- Jun 9, 2023
- Trade date
- Jun 8, 2023
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions. Open-market sales total $198.8K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Gustke James A.CIK 0001646144 | Officer (Vice President of Marketing) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 8, 2023 | Common Stock | SSaleDisposed | −15,000 | $13.25F1 | −$198,750 | 160,010 | Direct | |
| Jun 8, 2023 | Common Stock | FTax withholdingDisposed | −724 | $13.32 | −$9,643.68 | 159,286 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The range of prices for the shares of Common Stock is from $13.25 to $13.33. The reporting person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.
Referenced by the price of 1 transaction in Table I.