Tabors R David's Form 4 filing
Sprinklr, Inc. (CXM) · filed Jun 9, 2023
- Accession no.
- 0001209191-23-035989
- Filed
- Jun 9, 2023, 5:46 PM ET
- Trade date
- Jun 7-9, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 6 non-derivative transactions. Open-market sales total $3.99M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Tabors R DavidCIK 0001199925 | 10% Owner |
| Lee Roger HCIK 0001404868 | 10% Owner |
| Battery Ventures IX, L.P.CIK 0001485934 | 10% Owner |
| Battery Investment Partners IX, LLCCIK 0001517640 | 10% Owner |
| Battery Partners IX, LLCCIK 0001517642 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 7, 2023 | Class A Common Stock | JOtherDisposed | −3,000,000 | $0.00 | $0 | 14,535,367 | Indirect | |
| Jun 7, 2023 | Class A Common Stock | JOtherDisposed | −30,304 | $0.00 | $0 | 144,727 | Indirect | |
| Jun 7, 2023 | Class A Common Stock | JOtherAcquired | +3,000,000 | $0.00 | $0 | 3,000,000 | Indirect | |
| Jun 7, 2023 | Class A Common Stock | JOtherDisposed | −3,000,000 | $0.00 | $0 | 0 | Indirect | |
| Jun 8, 2023 | Class A Common Stock | SSaleDisposed | −285,439 | $13.86F8 | −$3,956,184.54 | 285,439 | Indirect | |
| Jun 9, 2023 | Class A Common Stock | SSaleDisposed | −2,759 | $14.01F11 | −$38,653.59 | 284,821 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F8
The price reported in Column 4 is a weighted average price. These securities were sold in multiple transactions at prices ranging from $13.53 to $14.16 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of securities sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F11
The price reported in Column 4 is a weighted average price. These securities were sold in multiple transactions at prices ranging from $14.00 to $14.03 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of securities sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.