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Nuss John's Form 4 filing

Ventyx Biosciences, Inc. (VTYX) · filed Jun 7, 2023

Accession no.
0001209191-23-035226
Filed
Jun 7, 2023, 6:59 PM ET
Trade date
Jun 5, 2023
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $343.5K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Nuss JohnCIK 0001874108Officer (Chief Scientific Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jun 5, 2023Common StockMOption exerciseAcquired+10,000$0.20+$2,000254,815Direct
Jun 5, 2023Common StockSSaleDisposed−8,322$34.29F2−$285,336.41246,493Direct
Jun 5, 2023Common StockSSaleDisposed−1,678$34.64F3−$58,130.79244,815Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Jun 5, 2023Common StockMOption exerciseDisposed−10,000$0.00$046,778Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

Represents the weighted average share price of an aggregate total of 8,322 shares sold in the price range of $33.59 to $34.5852. The reporting owner undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F3

Represents the weighted average share price of an aggregate total of 1,678 shares sold in the price range of $34.595 to $34.75. The reporting owner undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)