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Weiskircher Steven's Form 4 filing

Liquidity Services Inc (LQDT) · filed Jun 6, 2023

Accession no.
0001209191-23-034805
Filed
Jun 6, 2023
Trade date
Jun 5, 2023
Filing delay
1 day
Rule 10b5-1 plan
Not checked

This filing lists 5 non-derivative transactions and 2 derivative transactions. Open-market sales total $196.4K. It was filed 1 day after the trade.

This filing was later replaced by the amendment 0000950170-24-120200 (Nov 1, 2024). Trade tables on this site use the amended version.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Weiskircher StevenCIK 0001782925Officer (SVP & CTO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jun 5, 2023Common StockMOption exerciseAcquired+5,272$9.46+$49,873.1291,255Direct
Jun 5, 2023Common StockSSaleDisposed−1,512$15.71−$23,753.5289,743Direct
Jun 5, 2023Common StockMOption exerciseAcquired+12,281$6.69+$82,159.89102,024Direct
Jun 5, 2023Common StockMOption exerciseAcquired+9,561$9.46+$90,447.06111,585Direct
Jun 5, 2023Common StockSSaleDisposed−10,795$15.99−$172,612.05100,790Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Jun 5, 2023Common StockMOption exerciseDisposed−33,932$0.00$019,099Direct
Jun 5, 2023Common StockMOption exerciseDisposed−17,057$0.00$04,776Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)