Murray Novelette's Form 4 filing
Liquidity Services Inc (LQDT) · filed Jun 6, 2023
- Accession no.
- 0001209191-23-034786
- Filed
- Jun 6, 2023
- Trade date
- Jun 2-5, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 6 non-derivative transactions and 2 derivative transactions. Open-market sales total $46.8K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Murray NoveletteCIK 0001825422 | Officer (Chief Human Resources Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 2, 2023 | Common Stock | MOption exerciseAcquired | +1,757 | $6.69 | +$11,754.33 | 44,930 | Direct | |
| Jun 2, 2023 | Common Stock | SSaleDisposed | −1,757 | $16.00 | −$28,112 | 43,173 | Direct | |
| Jun 2, 2023 | Common Stock | MOption exerciseAcquired | +767 | $9.46 | +$7,255.82 | 43,940 | Direct | |
| Jun 2, 2023 | Common Stock | SSaleDisposed | −767 | $16.00 | −$12,272 | 43,173 | Direct | |
| Jun 5, 2023 | Common Stock | MOption exerciseAcquired | +400 | $9.46 | +$3,784 | 43,573 | Direct | |
| Jun 5, 2023 | Common Stock | SSaleDisposed | −400 | $16.06 | −$6,424 | 43,173 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 2, 2023 | Common Stock | MOption exerciseDisposed | −4,450 | $0.00 | $0 | 0 | Direct | |
| Jun 2, 2023 | Common Stock | MOption exerciseDisposed | −20,750 | $0.00 | $0 | 16,943 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.