Edmonds Christopher Scott's Form 4 filing
Intercontinental Exchange, Inc. (ICE) · filed Jun 6, 2023
- Accession no.
- 0001209191-23-034769
- Filed
- Jun 6, 2023
- Trade date
- Jun 2, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $456.7K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Edmonds Christopher ScottCIK 0001919795 | Officer (Chief Development Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 2, 2023 | Common Stock | MOption exerciseAcquired | +4,223 | $57.31 | +$242,020.13 | 21,402 | Direct | |
| Jun 2, 2023 | Common Stock | SSaleDisposed | −4,223 | $108.14F1 | −$456,675.22 | 17,179 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 2, 2023 | Common Stock | MOption exerciseDisposed | −4,223 | $0.00 | $0 | 10,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price range for the aggregate amount sold by the direct holder is $108.1200 - $108.1650. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.