Keithley Joseph P's Form 4/A amendment
AmendedAxcelis Technologies Inc (ACLS) · filed Jun 6, 2023
- Accession no.
- 0001209191-23-034761
- Filed
- Jun 6, 2023
- Trade date
- May 25, 2023
- Filing delay
- 12 days
- Rule 10b5-1 plan
- Not checked
- Original filed
- May 25, 2023
This filing lists 1 non-derivative transaction. Open-market sales total $152.2K. It was filed 12 days after the trade.
This amendment replaces 0001209191-23-032268 (filed May 25, 2023).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Keithley Joseph PCIK 0001073329 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 25, 2023 | Common Stock | SSaleDisposed | −1,000 | $152.21F1 | −$152,210 | 6,657 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $152.17 to $152.25, inclusive. The reporting person undertakes to provide to Axcelis Technologies, Inc., any security holder of Axcelis Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F2
Of the shares held as of May 25, 2023, 1,282 were issuable on vesting of restricted stock units granted to the director under the 2012 Equity Incentive Plan and are subject to forfeiture.
Remarks
This amendment corrects a typographical error in the number of shares beneficially owned following the sale on May 25, 2023.