Lillie James E's Form 4 filing
APi Group Corp (APG) · filed Jun 5, 2023
- Accession no.
- 0001209191-23-034684
- Filed
- Jun 5, 2023
- Trade date
- Jan 5-Jun 5, 2023
- Filing delay
- 151 daysLate
- Rule 10b5-1 plan
- Checked
This filing lists 5 non-derivative transactions. Open-market sales total $3.85M. It was filed 151 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Lillie James ECIK 0001164470 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 5, 2023 | Common Stock | JOtherDisposed | −6,326 | $0.00F1 | $0 | 4,557,632 | Indirect | |
| Jan 9, 2023 | Common Stock | JOtherAcquired | +6,326 | $0.00F3 | $0 | 1,135,989 | Direct | |
| Jun 1, 2023 | Common Stock | SSaleDisposed | −57,580 | $22.62F5 | −$1,302,459.6 | 4,500,052 | Indirect | |
| Jun 2, 2023 | Common Stock | SSaleDisposed | −89,673 | $23.33F6 | −$2,092,071.09 | 4,410,379 | Indirect | |
| Jun 5, 2023 | Common Stock | SSaleDisposed | −19,414 | $23.42F7 | −$454,675.88 | 4,390,965 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Represents a distribution by JTOO LLC to the Lillie 2015 Dynasty Trust, its sole member, for no consideration, as part of the same estate planning transaction discussed in footnote 3 below.
Referenced by the price of 1 transaction in Table I.
- F3
In connection with an estate planning transaction, the Lillie 2015 Dynasty Trust, of which Mr. Lillie is the grantor, settled certain amounts owed to Mr. Lillie using shares of the Issuer's Common Stock. There were no third parties involved in this transaction, which was purely estate planning in nature.
Referenced by the price of 1 transaction in Table I.
- F5
Represents the weighted average price of the shares sold. The prices of the shares sold pursuant to the transactions ranged from $22.36 to $22.85 per share. JTOO LLC, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F6
Represents the weighted average price of the shares sold. The prices of the shares sold pursuant to the transactions ranged from $22.71 to $23.60 per share. JTOO LLC, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F7
Represents the weighted average price of the shares sold. The prices of the shares sold pursuant to the transactions ranged from $23.25 to $23.54 per share. JTOO LLC, upon request, will provide the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.