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Menard Peter M's Form 4 filing

Diodes Inc (DIOD) · filed Jun 5, 2023

Accession no.
0001209191-23-034604
Filed
Jun 5, 2023
Trade date
Jun 1, 2023
Filing delay
4 days
Rule 10b5-1 plan
Not checked

This filing lists 1 non-derivative transaction. Open-market sales total $60.7K. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Menard Peter MCIK 0001736700Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jun 1, 2023Diodes Incorporated Common StockSSaleDisposed−630$96.37F2−$60,713.118,680Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

Due to a broker trading desk error, these shares should have been sold on 5/30/2023, but the trade did not execute until 6/1/2023. The sell price has been adjusted by the broker to reflect the opening price on 5/30/2023, which is what the shares would have sold at.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)