Katz Samuel L's Form 4 filing
Pennantpark Investment Corp (PNNT) · filed Jun 5, 2023
- Accession no.
- 0001209191-23-034394
- Filed
- Jun 5, 2023
- Trade date
- Jun 1-2, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 0 derivative transactions. Open-market purchases total $137.7K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Katz Samuel LCIK 0001118957 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 1, 2023 | Common Stock | PPurchaseAcquired | +15,000 | $5.49 | +$82,350 | 56,710 | Direct | |
| Jun 2, 2023 | Common Stock | PPurchaseAcquired | +5,000 | $5.52 | +$27,600 | 61,710 | Direct | |
| Jun 2, 2023 | Common Stock | PPurchaseAcquired | +5,000 | $5.55 | +$27,750 | 66,710 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.