Jaffe Seth's Form 4 filing
Levi Strauss & Co (LEVI) · filed Jun 1, 2023
- Accession no.
- 0001209191-23-033463
- Filed
- Jun 1, 2023
- Trade date
- May 31, 2023
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Checked
This filing lists 2 non-derivative transactions and 4 derivative transactions. Open-market sales total $39.5K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Jaffe SethCIK 0001263162 | Officer (EVP & Chief Legal Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 31, 2023 | Class A Common Stock | CConversionAcquired | +2,938 | $0.00 | $0 | 176,670 | Direct | |
| May 31, 2023 | Class A Common Stock | SSaleDisposed | −2,938 | $13.45 | −$39,516.1 | 173,732 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 31, 2023 | Class B Common Stock | MOption exerciseDisposed | −12,055 | $0.00 | $0 | 96,435 | Direct | |
| May 31, 2023 | Class A Common Stock | MOption exerciseAcquired | +12,055 | $6.90 | +$83,179.5 | 240,535 | Direct | |
| May 31, 2023 | Class A Common Stock | DReturned to the companyDisposed | −9,117 | $13.48 | −$122,897.16 | 231,418 | Direct | |
| May 31, 2023 | Class A Common Stock | CConversionDisposed | −2,938 | $0.00 | $0 | 228,480 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.