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Hank Jeffrey P's Form 4 filing

Qualys, Inc. (QLYS) · filed Jun 1, 2023

Accession no.
0001209191-23-033439
Filed
Jun 1, 2023
Trade date
May 30, 2022-May 30, 2023
Filing delay
367 daysLate
Rule 10b5-1 plan
Checked

This filing lists 4 non-derivative transactions and 1 derivative transaction. Open-market sales total $495.4K. It was filed 367 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Hank Jeffrey PCIK 0001329632Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
May 30, 2023Common StockMOption exerciseAcquired+4,000$40.68+$162,72016,059Direct
May 30, 2023Common StockSSaleDisposed−2,556$123.38F2−$315,359.2813,503Direct
May 30, 2022Common StockSSaleDisposed−1,244$124.07F3−$154,343.0812,259Direct
May 30, 2023Common StockSSaleDisposed−200$128.25F4−$25,65012,059Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
May 30, 2023Common StockMOption exerciseDisposed−4,000$40.68−$162,7208,000Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

The sale price represents the weighted average price of the shares sold ranging from $122.82 to $123.78 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Referenced by the price of 1 transaction in Table I.

F3

The sale price represents the weighted average price of the shares sold ranging from $123.82 to $124.62 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Referenced by the price of 1 transaction in Table I.

F4

The sale price represents the weighted average price of the shares sold ranging from $128.02 to $128.47 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)