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Shuman Harry's Form 4 filing

Merus N.V. (MRUS) · filed Jun 1, 2023

Accession no.
0001209191-23-033340
Filed
Jun 1, 2023
Trade date
Jun 1, 2023
Filing delay
Same day
Rule 10b5-1 plan
Not checked

This filing lists 2 non-derivative transactions and 1 derivative transaction. Open-market sales total $12.4K. It was filed on the trade date.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Shuman HarryCIK 0001791115Officer (VP Controller, PAO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jun 1, 2023Common SharesMOption exerciseAcquired+2,500$0.00$06,017Direct
Jun 1, 2023Common SharesSSaleDisposed−575$21.48−$12,3515,442Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Jun 1, 2023Common SharesMOption exerciseDisposed−2,500–F2–2,500Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

Restricted stock units vest in four equal installments on each of June 1, 2022, December 1, 2022, June 1, 2023 and December 1, 2023. Restricted stock units convert into Issuer common stock on a one-for-one basis. There is no applicable conversion or exercise price.

Referenced by the price of 1 transaction in Table II.

Read the full filing on SEC EDGAR (opens in a new tab)