Daunt John's Form 4 filing
Liquidity Services Inc (LQDT) · filed May 26, 2023
- Accession no.
- 0001209191-23-032574
- Filed
- May 26, 2023
- Trade date
- May 25-26, 2023
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not checked
This filing lists 10 non-derivative transactions and 5 derivative transactions. Open-market sales total $418.6K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Daunt JohnCIK 0001774667 | Officer (EVP & CCO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 25, 2023 | Common Stock | MOption exerciseAcquired | +2,062 | $6.11 | +$12,598.82 | 55,136 | Indirect | |
| May 25, 2023 | Common Stock | SSaleDisposed | −2,062 | $15.11 | −$31,156.82 | 53,074 | Indirect | |
| May 25, 2023 | Common Stock | MOption exerciseAcquired | +4,305 | $6.58 | +$28,326.9 | 57,379 | Indirect | |
| May 25, 2023 | Common Stock | SSaleDisposed | −4,305 | $15.11 | −$65,048.55 | 53,074 | Indirect | |
| May 25, 2023 | Common Stock | MOption exerciseAcquired | +2,147 | $6.69 | +$14,363.43 | 55,221 | Indirect | |
| May 25, 2023 | Common Stock | SSaleDisposed | −2,147 | $15.11 | −$32,441.17 | 53,074 | Indirect | |
| May 25, 2023 | Common Stock | MOption exerciseAcquired | +17,308 | $9.46 | +$163,733.68 | 70,382 | Indirect | |
| May 25, 2023 | Common Stock | SSaleDisposed | −17,308 | $15.11 | −$261,523.88 | 53,074 | Indirect | |
| May 26, 2023 | Common Stock | MOption exerciseAcquired | +1,895 | $6.58 | +$12,469.1 | 54.97 | Indirect | |
| May 26, 2023 | Common Stock | SSaleDisposed | −1,895 | $15.02 | −$28,462.9 | 53,074 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 25, 2023 | Common Stock | MOption exerciseDisposed | −14,833 | $0.00 | $0 | 10,066 | Direct | |
| May 25, 2023 | Common Stock | MOption exerciseDisposed | −10,458 | $0.00 | $0 | 0 | Direct | |
| May 26, 2023 | Common Stock | MOption exerciseDisposed | −11,667 | $0.00 | $0 | 7,083 | Direct | |
| May 25, 2023 | Common Stock | MOption exerciseDisposed | −21,109 | $0.00 | $0 | 15,829 | Direct | |
| May 25, 2023 | Common Stock | MOption exerciseDisposed | −61,200 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.