Gilson Michelle's Form 4 filing
Arcellx, Inc. (ACLX) · filed May 25, 2023
- Accession no.
- 0001209191-23-032332
- Filed
- May 25, 2023
- Trade date
- May 23-25, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions and 1 derivative transaction. Open-market sales total $626.2K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Gilson MichelleCIK 0001930862 | Officer (Chief Financial Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 23, 2023 | Common Stock | MOption exerciseAcquired | +22,428 | $0.00 | $0 | 24,189 | Direct | |
| May 24, 2023 | Common Stock | SSaleDisposed | −8,554 | $42.47 | −$363,288.38 | 15,635 | Direct | |
| May 24, 2023 | Common Stock | SSaleDisposed | −150 | $41.64 | −$6,246 | 15,485 | Direct | |
| May 25, 2023 | Common Stock | SSaleDisposed | −6,000 | $42.77F4 | −$256,620 | 9,485 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 23, 2023 | Common Stock | MOption exerciseDisposed | −22,428 | $0.00 | $0 | 44,857 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F4
Represents the weighted average share price of an aggregate total of 6,000 shares sold in the price range of $42.73 to $42.8605 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.