Skip to main content

Barker Peter M's Form 4 filing

ForgeRock, Inc. (FORG) · filed May 24, 2023

Accession no.
0001209191-23-031953
Filed
May 24, 2023
Trade date
May 22-23, 2023
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 2 non-derivative transactions. Open-market sales total $151.1K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Barker Peter MCIK 0001612102Officer (Chief Product Officer & EVP)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
May 22, 2023Class A Common StockSSaleDisposed−3,030$19.91−$60,327.3217,243Direct
May 23, 2023Class A Common StockSSaleDisposed−4,573$19.85F4−$90,774.05212,670Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F4

The sale price represents the weighted average price of the shares sold ranging from $19.82 to $19.91 per share. Upon request by the Commission staff, ForgeRock, Inc. (the "Issuer") or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)