Byam Rebecca's Form 4 filing
HCW Biologics Inc. (HCWB) · filed May 24, 2023
- Accession no.
- 0001209191-23-031923
- Filed
- May 24, 2023
- Trade date
- May 22-24, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions. Open-market purchases total $91.3K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Byam RebeccaCIK 0001866256 | Officer (Chief Financial Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 22, 2023 | Common Stock | PPurchaseAcquired | +33,450 | $1.53F1 | +$51,178.5 | 395,152 | Direct | |
| May 23, 2023 | Common Stock | PPurchaseAcquired | +5,036 | $1.57F2 | +$7,906.52 | 400,188 | Direct | |
| May 24, 2023 | Common Stock | PPurchaseAcquired | +20,000 | $1.61F3 | +$32,200 | 420,188 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The range of prices for the shares of Common Stock is from $1.50 to $1.54. The reporting person undertakes that she will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities purchased at each separate price.
Referenced by the price of 1 transaction in Table I.
- F2
The range of prices for the shares of Common Stock is from $1.57 to $1.60. The reporting person undertakes that she will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities purchased at each separate price.
Referenced by the price of 1 transaction in Table I.
- F3
The range of prices for the shares of Common Stock is from $1.52 to $1.70. The reporting person undertakes that she will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities purchased at each separate price.
Referenced by the price of 1 transaction in Table I.