Cortezi Nicholas Dominic's Form 4 filing
Ryan Specialty Holdings, Inc. (RYAN) · filed May 23, 2023
- Accession no.
- 0001209191-23-031687
- Filed
- May 23, 2023
- Trade date
- May 19-22, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 6 non-derivative transactions and 2 derivative transactions. Open-market sales total $2.22M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Cortezi Nicholas DominicCIK 0001869971 | Director, Officer (See Remarks) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 19, 2023 | Class B Common Stock | CConversionDisposed | −25,000 | $0.00 | $0 | 5,095,895 | Indirect | |
| May 19, 2023 | Class A Common Stock | CConversionAcquired | +25,000 | $0.00 | $0 | 25,000 | Indirect | |
| May 19, 2023 | Class A Common Stock | SSaleDisposed | −25,000 | $44.55F3 | −$1,113,750 | 0 | Indirect | |
| May 22, 2023 | Class B Common Stock | CConversionDisposed | −25,000 | $0.00 | $0 | 5,070,895 | Indirect | |
| May 22, 2023 | Class A Common Stock | CConversionAcquired | +25,000 | $0.00 | $0 | 25,000 | Indirect | |
| May 22, 2023 | Class A Common Stock | SSaleDisposed | −25,000 | $44.24F4 | −$1,106,000 | 0 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 19, 2023 | Class A Common Stock | CConversionDisposed | −25,000 | $0.00 | $0 | 5,095,895 | Indirect | |
| May 22, 2023 | Class A Common Stock | CConversionDisposed | −25,000 | $0.00 | $0 | 5,070,895 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
The price reported is a weighted average price. These shares of Class A Common Stock, par value $0.001 per share, ("Class A Common Stock") were sold in multiple transactions ranging from $44.14 to $44.88, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Class A Common Stock sold at each separate price in the ranges set forth in this footnote. The securities were sold pursuant to a 10b5-1 plan entered into on December 14, 2022.
Referenced by the price of 1 transaction in Table I.
- F4
The price reported is a weighted average price. These shares of Class A Common Stock were sold in multiple transactions ranging from $44.02 to $44.50, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Class A Common Stock sold at each separate price in the ranges set forth in this footnote. The securities were sold pursuant to a 10b5-1 plan entered into on December 14, 2022.
Referenced by the price of 1 transaction in Table I.
Remarks
Chairman of Ryan Specialty Underwriting Managers