Peloquin Gregory J's Form 4 filing
Richardson Electronics, Ltd. (RELL) · filed May 23, 2023
- Accession no.
- 0001209191-23-031651
- Filed
- May 23, 2023
- Trade date
- May 19, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions and 3 derivative transactions. Open-market sales total $431.5K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Peloquin Gregory JCIK 0001191362 | Officer (EVP PMT) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 19, 2023 | Common Stock | MOption exerciseAcquired | +15,000 | $6.90 | +$103,500 | 15,000 | Direct | |
| May 19, 2023 | Common Stock | MOption exerciseAcquired | +5,400 | $5.61 | +$30,294 | 20,400 | Direct | |
| May 19, 2023 | Common Stock | MOption exerciseAcquired | +3,600 | $4.26 | +$15,336 | 24,000 | Direct | |
| May 19, 2023 | Common Stock | SSaleDisposed | −24,000 | $17.98 | −$431,520 | 0 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 19, 2023 | Common Stock | MOption exerciseDisposed | −15,000 | $0.00 | $0 | 0 | Direct | |
| May 19, 2023 | Common Stock | MOption exerciseDisposed | −5,400 | $0.00 | $0 | 0 | Direct | |
| May 19, 2023 | Common Stock | MOption exerciseDisposed | −3,600 | $0.00 | $0 | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.