Smith Greg C's Form 4 filing
Lear CorpLEA · filed May 22, 2023
- Accession no.
- 0001209191-23-031480
- Filed
- May 22, 2023
- Trade date
- May 18-19, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 2 derivative transactions. Open-market sales total $277.5K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Smith Greg CCIK 0001190855 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 18, 2023 | Common Stock | MOption exerciseAcquired | +2,221 | $0.00F1 | $0 | 2,221 | Direct | |
| May 19, 2023 | Common Stock | SSaleDisposed | −2,000 | $124.94 | −$249,880 | 221 | Direct | |
| May 19, 2023 | Common Stock | SSaleDisposed | −221 | $124.82F3 | −$27,585.22 | 0 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 18, 2023 | Common Stock | MOption exerciseDisposed | −2,221 | $0.00 | $0 | 0 | Direct | |
| May 18, 2023 | Common Stock | AGrant or awardAcquired | +2,392 | $0.00 | $0 | 2,392 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The restricted stock units vested and settled in common stock on May 18, 2023.
Referenced by the price of 1 transaction in Table I.
- F3
The price reported is a weighted average price. These shares were sold in two transactions: (i) 71 shares at $124.81; and (ii) 150 shares at $124.82.
Referenced by the price of 1 transaction in Table I.