McKay Christopher J.'s Form 4 filing
OppFi Inc. (OPFI) · filed May 18, 2023
- Accession no.
- 0001209191-23-030861
- Filed
- May 18, 2023
- Trade date
- Oct 3, 2022-May 16, 2023
- Filing delay
- 227 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 5 non-derivative transactions and 2 derivative transactions. Open-market sales total $7.70K. It was filed 227 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| McKay Christopher J.CIK 0001874705 | Officer (Chief Risk & Analytics Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 3, 2022 | Class A Common Stock | MOption exerciseAcquired | +15,403 | $0.00 | $0 | 15,403 | Direct | |
| Oct 3, 2022 | Class A Common Stock | SSaleDisposed | −3,291 | $2.34 | −$7,700.94 | 12,112 | Direct | |
| May 16, 2023 | Class A Common Stock | FTax withholdingDisposed | −1,426 | $2.07 | −$2,951.82 | 34,103 | Direct | |
| May 16, 2023 | Class A Common Stock | MOption exerciseAcquired | +7,701 | $0.00 | $0 | 41,804 | Direct | |
| May 16, 2023 | Class A Common Stock | FTax withholdingDisposed | −1,876 | $2.07 | −$3,883.32 | 39,928 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 3, 2022 | Class A Common Stock | MOption exerciseDisposed | −15,403 | $0.00 | $0 | 46,210 | Direct | |
| May 16, 2023 | Class A Common Stock | MOption exerciseDisposed | −7,701 | $0.00 | $0 | 38,509 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.