Feldmann Cynthia L's Form 4 filing
STERIS plcSTE · filed May 18, 2023
- Accession no.
- 0001209191-23-030650
- Filed
- May 18, 2023
- Trade date
- May 16, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $430.2K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Feldmann Cynthia LCIK 0001264554 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 16, 2023 | Ordinary Shares | MOption exerciseAcquired | +2,058 | $86.23 | +$177,461.34 | 2,763 | Direct | |
| May 16, 2023 | Ordinary Shares | SSaleDisposed | −1,127 | $208.55F1 | −$235,035.85 | 1,636 | Direct | |
| May 16, 2023 | Ordinary Shares | SSaleDisposed | −931 | $209.67F2 | −$195,202.77 | 705 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 16, 2023 | Ordinary Shares | MOption exerciseDisposed | −4,058 | $0.00 | $0 | 2,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Price reflects a weighted average sale price for multiple transactions ranging from $207.97 to $208.77 per share, inclusive. The Reporting Person undertakes to provide, upon request by the SEC Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F2
Price reflects a weighted average sale price for multiple transactions ranging from $209.21 to $209.98 per share, inclusive. The Reporting Person undertakes to provide, upon request by the SEC Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.