Puma Mary G's Form 4 filing
Axcelis Technologies Inc (ACLS) · filed May 18, 2023
- Accession no.
- 0001209191-23-030595
- Filed
- May 18, 2023
- Trade date
- May 16-18, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions. Open-market sales total $1.21M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Puma Mary GCIK 0001158015 | Director, Officer (Executive Chairperson) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 16, 2023 | Common Stock | FTax withholdingDisposed | −2,330 | $129.92F2 | −$302,713.6 | 332,218 | Direct | |
| May 17, 2023 | Common Stock | FTax withholdingDisposed | −2,332 | $137.69F2 | −$321,093.08 | 328,986 | Direct | |
| May 18, 2023 | Common Stock | SSaleDisposed | −8,578 | $141.52F5 | −$1,213,958.56 | 320,408 | Direct | |
| May 18, 2023 | Common Stock | GGiftDisposed | −4,778 | $0.00F7 | $0 | 315,630 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
Represents the closing price of the common stock on the date of the tax withholding.
Referenced by the price of 2 transactions in Table I.
- F5
The price reported in Column 4 is a weighted-average price. These shares were sold in multiple transactions at prices ranging from $141.45 to $141.60, inclusive. The reporting person undertakes to provide to Axcelis Technologies, Inc., any security holder of Axcelis Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F7
These shares of Common Stock were donated by the reporting person as a gift to a Morgan Stanley Charitable Account, a donor advised fund, entitled MS GIFT EIVIND LANGE MARY PUMA DAF.
Referenced by the price of 1 transaction in Table I.