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Sandborn William J.'s Form 4 filing

Ventyx Biosciences, Inc. (VTYX) · filed May 16, 2023

Accession no.
0001209191-23-029961
Filed
May 16, 2023, 7:10 PM ET
Trade date
May 15, 2023
Filing delay
1 day
Rule 10b5-1 plan
Not checked

This filing lists 4 non-derivative transactions and 1 derivative transaction. Open-market sales total $127.2K. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Sandborn William J.CIK 0001923805Officer (See Remarks)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
May 15, 2023Common StockMOption exerciseAcquired+3,272$0.20+$654.438,149Indirect
May 15, 2023Common StockSSaleDisposed−1,978$36.09F2−$71,377.7136,171Indirect
May 15, 2023Common StockSSaleDisposed−1,309$36.88F3−$48,273.0434,862Indirect
May 15, 2023Common StockSSaleDisposed−200$37.66F4−$7,531.534,662Indirect

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
May 15, 2023Common StockMOption exerciseDisposed−3,272$0.00$020,922Indirect

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

Represents the weighted average share price of an aggregate total of 1,978 shares sold in the price range of $35.4917 to $36.4819. The reporting owner undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F3

Represents the weighted average share price of an aggregate total of 1,309 shares sold in the price range of $36.545 to $37.43. The reporting owner undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

F4

Represents the weighted average share price of an aggregate total of 200 shares sold in the price range of $37.635 to $37.68. The reporting owner undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Referenced by the price of 1 transaction in Table I.

Remarks

President and Chief Medical Officer

Read the full filing on SEC EDGAR (opens in a new tab)