George Simeon's Form 4 filing
Arcellx, Inc. (ACLX) · filed May 15, 2023
- Accession no.
- 0001209191-23-029610
- Filed
- May 15, 2023, 6:16 PM ET
- Trade date
- May 11, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions. Open-market sales total $45.6M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| George SimeonCIK 0001595117 | 10% Owner |
| SR One Capital Fund I Aggregator LPCIK 0001848319 | 10% Owner |
| Sr One Capital Management, LLCCIK 0001853723 | 10% Owner |
| Sr One Capital Partners I, LPCIK 0001853724 | 10% Owner |
| SR One Co-Invest II, LLCCIK 0001867644 | 10% Owner |
| SR One Co-Invest II Manager, LLCCIK 0001910324 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 11, 2023 | Common Stock | SSaleDisposed | −631,932 | $45.00F1 | −$28,436,940 | 2,834,879 | Indirect | |
| May 11, 2023 | Common Stock | SSaleDisposed | −370,612 | $45.00F1 | −$16,677,540 | 1,662,584 | Indirect | |
| May 11, 2023 | Common Stock | SSaleDisposed | −6,485 | $46.15F4 | −$299,282.75 | 2,828,394 | Indirect | |
| May 11, 2023 | Common Stock | SSaleDisposed | −3,804 | $46.15F4 | −$175,554.6 | 1,658,780 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.00 to $45.745 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 2 transactions in Table I.
- F4
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $46.00 to $46.56 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 2 transactions in Table I.