Kapur Vimal's Form 4 filing
Honeywell International IncHON · filed May 10, 2023
- Accession no.
- 0001209191-23-028555
- Filed
- May 10, 2023
- Trade date
- May 8, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 7 non-derivative transactions and 3 derivative transactions. Open-market sales total $1.28M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Kapur VimalCIK 0001742938 | Director, Officer (President & COO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 8, 2023 | Common Stock | MOption exerciseAcquired | +3,938 | $89.48F1 | +$352,372.24 | 7,781 | Direct | |
| May 8, 2023 | Common Stock | FTax withholdingDisposed | −2,750 | $197.22F2 | −$542,355 | 5,031 | Direct | |
| May 8, 2023 | Common Stock | MOption exerciseAcquired | +12,603 | $98.93F1 | +$1,246,814.79 | 17,634 | Direct | |
| May 8, 2023 | Common Stock | FTax withholdingDisposed | −9,138 | $197.22F2 | −$1,802,196.36 | 8,496 | Direct | |
| May 8, 2023 | Common Stock | MOption exerciseAcquired | +14,705 | $98.70F1 | +$1,451,383.5 | 23,201 | Direct | |
| May 8, 2023 | Common Stock | FTax withholdingDisposed | −10,652 | $197.22F2 | −$2,100,787.44 | 12,549 | Direct | |
| May 8, 2023 | Common Stock | SSaleDisposed | −6,500 | $197.46F3 | −$1,283,490 | 8,622 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 8, 2023 | Common Stock | MOption exerciseDisposed | −3,938 | $0.00 | $0 | 0 | Direct | |
| May 8, 2023 | Common Stock | MOption exerciseDisposed | −12,603 | $0.00 | $0 | 0 | Direct | |
| May 8, 2023 | Common Stock | MOption exerciseDisposed | −14,705 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
All options held by the Reporting Person have been adjusted to increase the number of shares and reduce the exercise price in a manner subject to the adjustment provisions of the AdvanSix Inc. spin-off from Honeywell which occurred on October 1, 2016; the Garrett Motion Inc. spin-off from Honeywell which occurred on October 1, 2018; and the Resideo Technologies, Inc. spin-off from Honeywell which occurred on October 29, 2018.
Referenced by the price of 3 transactions in Table I.
- F2
The price reported in this column is a weighted average price. These shares were sold in multiple transactions at prices ranging from $197.16 to $197.22, inclusive. The Reporting Person undertakes to provide to Honeywell International Inc., any security holder of Honeywell International Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 3 transactions in Table I.
- F3
The price reported in this column is a weighted average price. These shares were sold in multiple transactions at prices ranging from $197.43 to $197.46 inclusive. The Reporting Person undertakes to provide to Honeywell International Inc., any security holder of Honeywell International Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.