Kapur Vimal's Form 4 filing
Honeywell International Inc (HON) · filed May 10, 2023
- Accession no.
- 0001209191-23-028555
- Filed
- May 10, 2023
- Trade date
- May 8, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 7 non-derivative transactions and 3 derivative transactions. Open-market sales total $1.28M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Kapur VimalCIK 0001742938 | Director, Officer (President & COO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 8, 2023 | Common Stock | MOption exerciseAcquired | +3,938 | $89.48 | +$352,372.24 | 7,781 | Direct | |
| May 8, 2023 | Common Stock | FTax withholdingDisposed | −2,750 | $197.22 | −$542,355 | 5,031 | Direct | |
| May 8, 2023 | Common Stock | MOption exerciseAcquired | +12,603 | $98.93 | +$1,246,814.79 | 17,634 | Direct | |
| May 8, 2023 | Common Stock | FTax withholdingDisposed | −9,138 | $197.22 | −$1,802,196.36 | 8,496 | Direct | |
| May 8, 2023 | Common Stock | MOption exerciseAcquired | +14,705 | $98.70 | +$1,451,383.5 | 23,201 | Direct | |
| May 8, 2023 | Common Stock | FTax withholdingDisposed | −10,652 | $197.22 | −$2,100,787.44 | 12,549 | Direct | |
| May 8, 2023 | Common Stock | SSaleDisposed | −6,500 | $197.46 | −$1,283,490 | 8,622 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 8, 2023 | Common Stock | MOption exerciseDisposed | −3,938 | $0.00 | $0 | 0 | Direct | |
| May 8, 2023 | Common Stock | MOption exerciseDisposed | −12,603 | $0.00 | $0 | 0 | Direct | |
| May 8, 2023 | Common Stock | MOption exerciseDisposed | −14,705 | $0.00 | $0 | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.