Wallace Richard P's Form 4 filing
KLA Corp (KLAC) · filed May 9, 2023
- Accession no.
- 0001209191-23-028232
- Filed
- May 9, 2023
- Trade date
- May 5, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Checked
This filing lists 7 non-derivative transactions. Open-market sales total $1.76M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Wallace Richard PCIK 0001196898 | Officer (President and CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 5, 2023 | Common Stock | SSaleDisposed | −231 | $380.41F2 | −$87,874.71 | 140,552 | Direct | |
| May 5, 2023 | Common Stock | SSaleDisposed | −700 | $381.81F4 | −$267,267 | 139,852 | Direct | |
| May 5, 2023 | Common Stock | SSaleDisposed | −500 | $382.61F5 | −$191,305 | 139,352 | Direct | |
| May 5, 2023 | Common Stock | SSaleDisposed | −996 | $383.55F6 | −$382,015.8 | 138,356 | Direct | |
| May 5, 2023 | Common Stock | SSaleDisposed | −955 | $384.65F7 | −$367,340.75 | 137,401 | Direct | |
| May 5, 2023 | Common Stock | SSaleDisposed | −1,000 | $386.22F8 | −$386,220 | 136,401 | Direct | |
| May 5, 2023 | Common Stock | SSaleDisposed | −200 | $387.74F9 | −$77,548 | 136,201 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
Represents the weighted average sales price for the shares. The sales prices ranged from $380.07 to $381.00. The Reporting Person will provide upon request full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
Represents the weighted average sales price for the shares. The sales prices ranged from $381.08 to $382.01. The Reporting Person will provide upon request full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F5
Represents the weighted average sales price for the shares. The sales prices ranged from $382.09 to $382.99. The Reporting Person will provide upon request full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F6
Represents the weighted average sales price for the shares. The sales prices ranged from $383.13 to $383.90. The Reporting Person will provide upon request full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F7
Represents the weighted average sales price for the shares. The sales prices ranged from $384.18 to $385.12. The Reporting Person will provide upon request full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F8
Represents the weighted average sales price for the shares. The sales prices ranged from $385.73 to $386.66. The Reporting Person will provide upon request full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F9
Represents the weighted average sales price for the shares. The sales prices ranged from $387.57 to $387.91. The Reporting Person will provide upon request full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.