Wallace Richard P's Form 4 filing
KLA Corp (KLAC) · filed May 5, 2023
- Accession no.
- 0001209191-23-027639
- Filed
- May 5, 2023
- Trade date
- May 3, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 6 non-derivative transactions. Open-market sales total $4.94M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Wallace Richard PCIK 0001196898 | Officer (President and CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 3, 2023 | Common Stock | SSaleDisposed | −3,914 | $380.38F2 | −$1,488,807.32 | 149,788 | Direct | |
| May 3, 2023 | Common Stock | SSaleDisposed | −2,729 | $381.42F4 | −$1,040,895.18 | 147,059 | Direct | |
| May 3, 2023 | Common Stock | SSaleDisposed | −1,449 | $382.32F5 | −$553,981.68 | 145,610 | Direct | |
| May 3, 2023 | Common Stock | SSaleDisposed | −2,378 | $383.74F6 | −$912,533.72 | 143,232 | Direct | |
| May 3, 2023 | Common Stock | SSaleDisposed | −2,149 | $384.52F7 | −$826,333.48 | 141,083 | Direct | |
| May 3, 2023 | Common Stock | SSaleDisposed | −300 | $385.52F8 | −$115,656 | 140,783 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
Represents the weighted average sales price for the shares. The sales prices ranged from $380.00 to $380.97. The Reporting Person will provide upon request full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
Represents the weighted average sales price for the shares. The sales prices ranged from $381.05 to $382.03. The Reporting Person will provide upon request full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F5
Represents the weighted average sales price for the shares. The sales prices ranged from $382.05 to $382.71. The Reporting Person will provide upon request full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F6
Represents the weighted average sales price for the shares. The sales prices ranged from $383.20 to $384.19. The Reporting Person will provide upon request full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F7
Represents the weighted average sales price for the shares. The sales prices ranged from $384.24 to $385.07. The Reporting Person will provide upon request full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F8
Represents the weighted average sales price for the shares. The sales prices ranged from $385.27 to $385.64. The Reporting Person will provide upon request full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.