Wallace Richard P's Form 4 filing
KLA Corp (KLAC) · filed May 4, 2023
- Accession no.
- 0001209191-23-027317
- Filed
- May 4, 2023
- Trade date
- May 2, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 5 non-derivative transactions. Open-market sales total $6.68M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Wallace Richard PCIK 0001196898 | Officer (President and CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| May 2, 2023 | Common Stock | SSaleDisposed | −12,098 | $380.31F2 | −$4,600,990.38 | 159,103 | Direct | |
| May 2, 2023 | Common Stock | SSaleDisposed | −801 | $381.34F4 | −$305,453.34 | 158,302 | Direct | |
| May 2, 2023 | Common Stock | SSaleDisposed | −1,100 | $382.57F5 | −$420,827 | 157,202 | Direct | |
| May 2, 2023 | Common Stock | SSaleDisposed | −2,100 | $384.79F6 | −$808,059 | 155,102 | Direct | |
| May 2, 2023 | Common Stock | SSaleDisposed | −1,400 | $385.82F7 | −$540,148 | 153,702 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
Represents the weighted average sales price for the shares. The sales prices ranged from $380.00 to $380.95. The Reporting Person will provide upon request full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F4
Represents the weighted average sales price for the shares. The sales prices ranged from $381.00 to $381.92. The Reporting Person will provide upon request full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F5
Represents the weighted average sales price for the shares. The sales prices ranged from $382.18 to $382.84. The Reporting Person will provide upon request full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F6
Represents the weighted average sales price for the shares. The sales prices ranged from $384.27 to $385.26. The Reporting Person will provide upon request full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.
- F7
Represents the weighted average sales price for the shares. The sales prices ranged from $385.28 to $386.11. The Reporting Person will provide upon request full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.