Anderson Sarah J's Form 4 filing
American States Water CoAWR · filed Apr 27, 2023
- Accession no.
- 0001209191-23-025784
- Filed
- Apr 27, 2023
- Trade date
- Feb 2-Apr 26, 2023
- Filing delay
- 84 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions. It was filed 84 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Anderson Sarah JCIK 0001505076 | Other: Former Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 2, 2023 | Common Shares | DReturned to the companyAcquired | +1.93 | $0.00 | $0 | 12,794 | Direct | |
| Apr 26, 2023 | Common Shares | SSaleDisposed | −11,794 | $0.00 | $0 | 1,000 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.