Lynch Thomas E's Form 4 filing
NOODLES & Co (NDLS) · filed Apr 26, 2023
- Accession no.
- 0001209191-23-025750
- Filed
- Apr 26, 2023, 7:14 PM ET
- Trade date
- Apr 24-26, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 5 derivative transactions. Open-market purchases total $500.0K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Lynch Thomas ECIK 0001244666 | 10% Owner |
| Mill Road Capital II GP LLCCIK 0001550728 | 10% Owner |
| Mill Road Capital II, L.P.CIK 0001550729 | 10% Owner |
| Mill Road Capital III GP LLCCIK 0001767178 | 10% Owner |
| Mill Road Capital III, L.P.CIK 0001767199 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 24, 2023 | Class A Common Stock, $0.01 par value | XIn-the-money exerciseAcquired | +2,800 | $7.50 | +$21,000 | 1,131,604 | Direct | |
| Apr 25, 2023 | Class A Common Stock, $0.01 par value | XIn-the-money exerciseAcquired | +6,900 | $7.50 | +$51,750 | 1,138,504 | Direct | |
| Apr 26, 2023 | Class A Common Stock, $0.01 par value | PPurchaseAcquired | +107,439 | $4.65 | +$499,999.62 | 1,245,943 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 24, 2023 | Class A Common Stock | XIn-the-money exerciseDisposed | −2,800 | $0.00 | $0 | 171 | Direct | |
| Apr 24, 2023 | Class A Common Stock | SSaleDisposed | −27,100 | $280.00 | −$75,880 | 4,281 | Direct | |
| Apr 25, 2023 | Class A Common Stock | XIn-the-money exerciseDisposed | −6,900 | $0.00 | $0 | 4,212 | Direct | |
| Apr 25, 2023 | Class A Common Stock | SSaleDisposed | −55,700 | $280.00 | −$155,960 | 4,769 | Direct | |
| Apr 25, 2023 | Class A Common Stock | SSaleDisposed | −6,200 | $282.74 | −$17,529.88 | 4,831 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.