Heery Christopher's Form 4 filing
Arcellx, Inc. (ACLX) · filed Apr 26, 2023
- Accession no.
- 0001209191-23-025669
- Filed
- Apr 26, 2023
- Trade date
- Apr 24, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 2 derivative transactions. Open-market sales total $800.0K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Heery ChristopherCIK 0001789632 | Officer (Chief Medical Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 24, 2023 | Common Stock | MOption exerciseAcquired | +10,000 | $6.28 | +$62,800 | 21,692 | Direct | |
| Apr 24, 2023 | Common Stock | MOption exerciseAcquired | +10,000 | $15.00 | +$150,000 | 31,692 | Direct | |
| Apr 24, 2023 | Common Stock | SSaleDisposed | −20,000 | $40.00F2 | −$800,000 | 11,692 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 24, 2023 | Common Stock | MOption exerciseDisposed | −10,000 | $0.00 | $0 | 240,623 | Direct | |
| Apr 24, 2023 | Common Stock | MOption exerciseDisposed | −10,000 | $0.00 | $0 | 224,205 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
Represents the weighted average share price of an aggregate total of 20,000 shares sold in the price range of $40.00 to $40.07 by the Reporting Person. The Reporting Person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.