McSweeney Erin's Form 4 filing
UnitedHealth Group IncUNH · filed Apr 25, 2023
- Accession no.
- 0001209191-23-025620
- Filed
- Apr 25, 2023
- Trade date
- Apr 21-25, 2023
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 5 non-derivative transactions and 1 derivative transaction. Open-market sales total $1.69M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| McSweeney ErinCIK 0001645325 | Officer (EVP Chief People Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 21, 2023 | Common Stock | SSaleDisposed | −1,008 | $484.58 | −$488,456.64 | 10,359.41 | Direct | |
| Apr 24, 2023 | Common Stock | SSaleDisposed | −1,684 | $488.46F1 | −$822,566.64 | 8,675.41 | Direct | |
| Apr 24, 2023 | Common Stock | MOption exerciseAcquired | +6,000 | $302.20 | +$1,813,200 | 14,675.41 | Direct | |
| Apr 24, 2023 | Common Stock | FTax withholdingDisposed | −4,621 | $486.60 | −$2,248,578.6 | 10,054.41 | Direct | |
| Apr 25, 2023 | Common Stock | SSaleDisposed | −761 | $494.80 | −$376,542.8 | 9,293.41 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 24, 2023 | Common Stock | MOption exerciseAcquired | +6,000 | $0.00 | $0 | 9,248 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
This transaction was executed in multiple trades ranging from approximately $487.35 to $489.80 per share. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the sales were effected.
Referenced by the price of 1 transaction in Table I.