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Posey Bruce K's Form 4 filing

Qualys, Inc. (QLYS) · filed Apr 24, 2023

Accession no.
0001209191-23-025365
Filed
Apr 24, 2023
Trade date
Apr 20, 2023
Filing delay
4 days
Rule 10b5-1 plan
Not checked

This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $217.9K. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Posey Bruce KCIK 0001254781Officer (Chief Legal Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Apr 20, 2023Common StockMOption exerciseAcquired+1,000$25.56+$25,56062,680Direct
Apr 20, 2023Common StockSSaleDisposed−1,604$124.33F2−$199,425.3261,076Direct
Apr 20, 2023Common StockSSaleDisposed−148$124.90F3−$18,485.260,928Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Apr 20, 2023Common StockMOption exerciseDisposed−1,000$25.56−$25,56025,300Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

The sale price represents the weighted average price of the shares sold ranging from $123.84 to $124.82 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Referenced by the price of 1 transaction in Table I.

F3

The sale price represents the weighted average price of the shares sold ranging from $124.84 to $124.96 per share. Upon request by the Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)