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Puckett Dan's Form 4 filing

Shockwave Medical, Inc. (SWAV) · filed Apr 19, 2023

Accession no.
0001209191-23-024921
Filed
Apr 19, 2023
Trade date
Apr 18-19, 2023
Filing delay
1 day
Rule 10b5-1 plan
Not checked

This filing lists 2 non-derivative transactions and 0 derivative transactions. Open-market sales total $265.2K. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Puckett DanCIK 0001602773Officer (Chief Financial Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Apr 18, 2023Common StockFTax withholdingDisposed−998$267.97−$267,434.0632,660Direct
Apr 19, 2023Common StockSSaleDisposed−1,002$264.67−$265,199.3431,658Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)