Roman Emmanuel's Form 4 filing
PIMCO Dynamic Income Opportunities Fund (PDO) · filed Apr 14, 2023
- Accession no.
- 0001209191-23-024379
- Filed
- Apr 14, 2023
- Trade date
- Apr 12-14, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 0 derivative transactions. Open-market purchases total $1.28M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Roman EmmanuelCIK 0001416185 | Other: SEE REMARKS |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 12, 2023 | COMMON SHARES | PPurchaseAcquired | +22,637 | $12.76 | +$288,848.12 | 192,637 | Direct | |
| Apr 13, 2023 | COMMON SHARES | PPurchaseAcquired | +58,589 | $12.84 | +$752,282.76 | 251,226 | Direct | |
| Apr 14, 2023 | COMMON SHARES | PPurchaseAcquired | +18,774 | $12.79 | +$240,119.46 | 270,000 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.