CD&R Investment Associates X, Ltd.'s Form 4 filing
Core & Main, Inc. (CNM) · filed Apr 14, 2023
- Accession no.
- 0001209191-23-024364
- Filed
- Apr 14, 2023, 5:20 PM ET
- Trade date
- Apr 14, 2023
- Filing delay
- Same day
- Rule 10b5-1 plan
- Not checked
This filing lists 8 non-derivative transactions and 2 derivative transactions. Open-market sales total $318.5M. It was filed on the trade date.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| CD&R Investment Associates X, Ltd.CIK 0001759120 | 10% Owner |
| CD&R Waterworks Holdings, L.P.CIK 0001871833 | 10% Owner |
| CD&R Waterworks Holdings GP, Ltd.CIK 0001871834 | 10% Owner |
| CD&R Fund X-A Waterworks B, L.P.CIK 0001871835 | 10% Owner |
| CD&R Fund X Waterworks B1, L.P.CIK 0001871836 | 10% Owner |
| CD&R Fund X Advisor Waterworks B, L.P.CIK 0001871837 | 10% Owner |
| CD&R Waterworks Holdings, LLCCIK 0001874292 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 14, 2023 | Class A Common Stock | SSaleDisposed | −19,043 | $22.15 | −$421,821.49 | 593,368 | Indirect | |
| Apr 14, 2023 | Class A Common Stock | SSaleDisposed | −2,850,243 | $22.15 | −$63,135,732.69 | 88,811,719 | Indirect | |
| Apr 14, 2023 | Class A Common Stock | SSaleDisposed | −256,442 | $22.15 | −$5,680,446.74 | 7,990,555 | Indirect | |
| Apr 14, 2023 | Class A Common Stock | CConversionAcquired | +1,874,272 | $22.15 | +$41,516,999.07 | 1,874,272 | Indirect | |
| Apr 14, 2023 | Class A Common Stock | SSaleDisposed | −1,874,272 | $22.15 | −$41,516,999.07 | 0 | Indirect | |
| Apr 14, 2023 | Class A Common Stock | SSaleDisposed | −57,129 | $22.15 | −$1,265,464.48 | 536,239 | Indirect | |
| Apr 14, 2023 | Class A Common Stock | SSaleDisposed | −8,550,729 | $22.15 | −$189,407,198.08 | 80,260,990 | Indirect | |
| Apr 14, 2023 | Class A Common Stock | SSaleDisposed | −769,325 | $22.15 | −$17,041,318.08 | 7,221,230 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 14, 2023 | Class A Common Stock | CConversionDisposed | −1,874,272 | $0.00 | $0 | 58,401,102 | Indirect | |
| Apr 14, 2023 | Class A Common Stock | SSaleDisposed | −5,622,817 | $22.15 | −$124,551,019.37 | 52,778,285 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.