Coffey James F.'s Form 4/A amendment
AmendedAdvent Technologies Holdings, Inc. (ADNH) · filed Apr 14, 2023
- Accession no.
- 0001209191-23-024332
- Filed
- Apr 14, 2023
- Trade date
- Feb 6-8, 2023
- Filing delay
- 67 days
- Rule 10b5-1 plan
- Not checked
- Original filed
- Feb 7, 2023
This filing lists 3 non-derivative transactions. Open-market sales total $59.6K. It was filed 67 days after the trade.
This amendment replaces 0001209191-23-007631 (filed Feb 7, 2023).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Coffey James F.CIK 0001843738 | Officer (COO, GC) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 6, 2023 | Common Stock | SSaleDisposed | −7,505 | $2.00F2 | −$15,010 | 900,355 | Direct | |
| Feb 7, 2023 | Common Stock | SSaleDisposed | −13,823 | $1.96F3 | −$27,093.08 | 886,532 | Direct | |
| Feb 8, 2023 | Common Stock | SSaleDisposed | −9,136 | $1.92F4 | −$17,541.12 | 877,396 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Aggregate number of shares sold on the same date at different prices. Such shares were sold by the Reporting Person solely to satisfy income tax and withholding and remittance obligations in connection with the vesting of Restricted Stock Units.
- F2
Represents the weighted average sale price. The shares were sold in multiple transactions at prices ranging from $1.974963 to $2.05, inclusive. Reporting Person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission (the "Staff"), upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
Referenced by the price of 1 transaction in Table I.
- F3
Represents the weighted average sale price. The shares were sold in multiple transactions at prices ranging from $1.93497 to $1.99499, inclusive. Reporting Person undertakes to provide to Issuer, any security holder of Issuer, or the Staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
Referenced by the price of 1 transaction in Table I.
- F4
Represents the weighted average sale price. The shares were sold in multiple transactions at prices ranging from $1.90655 to $1.945296, inclusive. Reporting Person undertakes to provide to Issuer, any security holder of Issuer, or the Staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
Referenced by the price of 1 transaction in Table I.
Remarks
This Form 4 amendment is being filed to correct inadvertent errors in the Form 4 filed by Reporting Person on February 7, 2023.