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Hayne Azeez's Form 4 filing

Urban Outfitters Inc (URBN) · filed Apr 14, 2023

Accession no.
0001209191-23-024303
Filed
Apr 14, 2023
Trade date
Mar 10-Apr 13, 2023
Filing delay
35 daysLate
Rule 10b5-1 plan
Checked

This filing lists 5 non-derivative transactions and 4 derivative transactions. Open-market sales total $423.0K. It was filed 35 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Hayne AzeezCIK 0001643575Officer (Chief Administrative Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Apr 12, 2023Common SharesMOption exerciseAcquired+11,666–F1–11,666Direct
Apr 12, 2023Common SharesFTax withholdingDisposed−3,608$26.26−$94,746.088,058Direct
Apr 12, 2023Common SharesMOption exerciseAcquired+11,666–F2–19,724Direct
Apr 12, 2023Common SharesFTax withholdingDisposed−3,608$26.26−$94,746.0816,116Direct
Apr 13, 2023Common SharesSSaleDisposed−16,116$26.25−$423,0450Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Apr 12, 2023Common SharesMOption exerciseDisposed−11,666$0.00$023,334Direct
Apr 12, 2023Common SharesMOption exerciseDisposed−11,666$0.00$023,334Direct
Mar 10, 2023Common SharesAGrant or awardAcquired+12,982$0.00$012,982Direct
Mar 10, 2023Common SharesAGrant or awardAcquired+12,982$0.00$012,982Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Each Performance Based Restricted Stock Unit ("PSU") represents a contingent right to receive one of the issuer's common shares.

Referenced by the price of 1 transaction in Table I.

F2

Each Restricted Stock Unit ("RSU") represents a contingent right to receive one of the issuer's common shares.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)