Satterfield Thomas A Jr's Form 4 filing
Safeguard Scientifics Inc (SFES) · filed Apr 13, 2023
- Accession no.
- 0001209191-23-024225
- Filed
- Apr 13, 2023
- Trade date
- Apr 11-12, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 0 derivative transactions. Open-market purchases total $168.4K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Satterfield Thomas A JrCIK 0001132317 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 11, 2023 | Common Stock | PPurchaseAcquired | +48,032 | $1.53 | +$73,488.96 | 356,700 | Indirect | |
| Apr 12, 2023 | Common Stock | PPurchaseAcquired | +49,890 | $1.66 | +$82,817.4 | 406,590 | Indirect | |
| Apr 12, 2023 | Common Stock | PPurchaseAcquired | +7,095 | $1.71 | +$12,132.45 | 507,095 | Indirect |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.