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Ross Thomas M.'s Form 4 filing

Maxcyte, Inc. (MXCT) · filed Apr 7, 2023

Accession no.
0001209191-23-023809
Filed
Apr 7, 2023
Trade date
Apr 5-6, 2023
Filing delay
2 days
Rule 10b5-1 plan
Checked

This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $171.6K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Ross Thomas M.CIK 0001874572Officer (EVP, Global Sales & Marketing)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Apr 5, 2023Common StockMOption exerciseAcquired+6,967$2.14+$14,909.386,967Direct
Apr 5, 2023Common StockSSaleDisposed−6,967$5.00−$34,8350Direct
Apr 6, 2023Common StockMOption exerciseAcquired+27,193$2.14+$58,193.0227,193Direct
Apr 6, 2023Common StockSSaleDisposed−27,193$5.03−$136,780.790Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Apr 5, 2023Common StockMOption exerciseDisposed−6,967$0.00$055,195Direct
Apr 6, 2023Common StockMOption exerciseDisposed−27,193$0.00$028,002Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)