Holtzman Douglas's Form 4 filing
Icosavax, Inc. (ICVX) · filed Apr 5, 2023
- Accession no.
- 0001209191-23-023467
- Filed
- Apr 5, 2023
- Trade date
- Apr 3, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $124.4K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Holtzman DouglasCIK 0001874371 | Officer (Chief Scientific Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 3, 2023 | Common Stock | MOption exerciseAcquired | +20,443 | $1.04 | +$21,260.72 | 310,497 | Direct | |
| Apr 3, 2023 | Common Stock | SSaleDisposed | −20,143 | $6.08 | −$122,469.44 | 290,354 | Direct | |
| Apr 3, 2023 | Common Stock | SSaleDisposed | −300 | $6.56 | −$1,968 | 290,054 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 3, 2023 | Common Stock | MOption exerciseDisposed | −20,443 | $0.00 | $0 | 44,977 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.