Rowe Zane's Form 4 filing
Vmware LLCVMW · filed Apr 4, 2023
- Accession no.
- 0001209191-23-023015
- Filed
- Apr 4, 2023
- Trade date
- Apr 1-3, 2023
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions. Open-market sales total $4.45M. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Rowe ZaneCIK 0001444158 | Officer (Chief Financial Officer & EVP) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 1, 2023 | Class A Common Stock | FTax withholdingDisposed | −68,219 | $124.85 | −$8,517,142.15 | 209,877 | Direct | |
| Apr 3, 2023 | Class A Common Stock | SSaleDisposed | −18,842 | $124.36F2,F3 | −$2,343,191.12 | 191,035 | Direct | |
| Apr 3, 2023 | Class A Common Stock | SSaleDisposed | −16,873 | $124.72F3,F4 | −$2,104,400.56 | 174,162 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
Price represents weighted average for sales reported. The range of prices for the sales reported is $123.65 through $124.64.
Referenced by the price of 1 transaction in Table I.
- F3
The reporting person will provide upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 2 transactions in Table I.
- F4
Price represents weighted average for sales reported. The range of prices for the sales reported is $124.65 through $124.84.
Referenced by the price of 1 transaction in Table I.
Remarks
The sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.